국가연구개발 연구윤리 길잡이(제3차 개정본_24.07.) 

제1장 연구윤리 길잡이 개요 ······································································· 1

1. 배경 ·························································································································· 3

2. 목적 및 주요내용 ····································································································· 4

3. 적용 대상 및 활용방법 ···························································································· 5

4. 구성 ·························································································································· 7

제2장 연구진실성 보호 및 관리 ································································· 9

제1절 개요 ·········································································································· 11

1. 연구진실성의 개념 ·································································································· 11

2. 관련 근거 ··············································································································· 13

3. 연구진실성 관련 길잡이의 목적 ············································································· 13

제2절 연구진실성 확보 방안 ··············································································· 14

1. 연구진실성 확보를 위한 기본 원칙 ······································································· 14

2. 연구수행에서의 연구진실성 확보 노력 ··································································· 15

제3절 연구진실성 보호･관리 체계 ······································································ 21

1. 책임있는 연구수행을 위한 환경 조성 ···································································· 21

2. 연구수행에서의 진실성 확보를 위한 지원 체계 ····················································· 22

제4절 연구노트 작성 및 활용 방법 ···································································· 23

1. 연구노트의 개념 및 요건 ······················································································· 23

2. 연구노트의 주요 기능 및 활용 ·············································································· 24

3. 연구노트 작성 원칙 ································································································ 24

4. 연구노트 작성 방법 ································································································ 25

5. 연구노트 작성 내용 예시 ······················································································· 26

제3장 학문교류에 관한 윤리 ····································································· 29

제1절 개요 ·········································································································· 31

1. 학문교류의 개념 ····································································································· 31

2. 학문교류 관련 길잡이의 목적 ················································································ 31

제2절 학문교류의 기본원칙 ················································································· 31

1. 연구결과 발표의 기본원칙 ····················································································· 31

2. 저자표시 및 기여자 ································································································ 33

3. 저자의 소속기관 표시 ···························································································· 37

4. 특수관계인의 저자표시 ··························································································· 38

5. 논문 투고 시 이해충돌의 공개 ·············································································· 40

6. 연구자의 사회적 책임 ···························································································· 41

7. 건전한 학술활동 ····································································································· 42

제3절 정보의 보호 ······························································································ 47

1. 국가연구개발사업 보안관리 ···················································································· 47

2. 국제교류에서 정보의 보호 ····················································································· 50

3. 국외 수혜 연구시 정보 입력 ·················································································· 52

4. 해외 주요국의 연구보안 관련 사례 ······································································· 53

제4장 이해충돌 예방 및 관리 ··································································· 63

제1절 개요 ·········································································································· 67

1. 이해충돌의 개념 ····································································································· 67

2. 이해충돌 관련 법･규정 ·························································································· 68

3. 이해충돌 예방･관리 규정 마련 의무 ····································································· 71

4. 이해충돌 예방･관리 관련 길잡이의 기본 원칙과 목적 ·········································· 76

제2절 연구개발 이해충돌의 유형 ········································································ 78

1. 연구개발 이해충돌의 유형 구분 ············································································· 78

2. 연구자등의 직무 유형별 예시 및 관련 법령 ························································· 80

제3절 이해충돌 예방 및 관리 방안 ···································································· 83

1. 이해충돌 예방 및 관리 목적 ·················································································· 83

2. 연구기관의 책무 ····································································································· 83

3. 연구자의 책무 ········································································································ 86

4. 평가위원의 책무 ····································································································· 87

제4절 이해충돌 관리･점검 절차 및 체계 ··························································· 89

1. 연구수행 시 이해충돌 관리･점검 체계 ·································································· 89

2. 연구자의 외부 활동 수행 시 사전 보고 및 관리체계 ··········································· 91

3. 연구자 창업 시 직무적 이해충돌 관리 ·································································· 92

부록 이해충돌 관리를 위한 관련 법령 해설 ········································ 104

제1절 개요 ········································································································ 104

제2절 연구자 개인 차원의 이해충돌 유형과 대응 ············································ 104

1. 사적이해관계 신고･회피 ······················································································· 104

2. 퇴직자 사적 접촉 신고 ························································································ 109

3. 공공기관 직무 관련 부동산 보유･매수 신고 ······················································· 110

4. 직무관련자와의 거래 신고 ··················································································· 111

5. 직무 관련 외부활동 제한 ····················································································· 114

6. 재산상 이익 목적의 직무상 비밀 이용 제한 ······················································· 115

7. 민간기관 재직자 공무수행사인 활동시 의무 ························································ 117

제3절 연구기관 차원의 이해충돌 유형과 대응 ················································· 119

1. 관련 법령에서 허용하는 경우를 제외한 재직자 가족채용 제한 ·························· 119

2. 관련 법령에서 허용하는 경우를 제외한 재직자 관련 수의계약 제한 ················· 120

제4절 이해충돌 대응 체계 및 연구자･연구기관의 책무 ··································· 123

1. 이해충돌 예방 ······································································································ 123

2. 이해충돌 신고 및 처리 절차 ··············································································· 125

3. 이해충돌담당관의 지정 ························································································· 127

4. 이해충돌 관련 규정 등의 위반에 대한 조치 ······················································· 128

5. 연구자 및 연구기관의 이해충돌 예방 책무 ························································· 130

제5장 인간 대상 연구 및 동물실험에 관한 윤리 ··································· 135

제1절 개요 ········································································································ 137

1. 인간 대상 연구의 개념 ························································································ 137

2. 인간 대상 연구 관련 법･규정 ············································································· 139

3. 동물실험의 개념 ··································································································· 139

4. 동물실험 관련 법･규정 ························································································ 140

5. 인간 대상 연구 및 동물실험 관련 길잡이의 목적 ·············································· 141

제2절 인간 대상 연구 ······················································································· 142

1. 인간 대상 연구의 원칙 ························································································ 142

2. 연구개발기관의 책무 ···························································································· 144

3. 위원회의 책무 ······································································································ 146

4. 연구자의 책무 ······································································································ 148

제3절 동물실험 ································································································· 151

1. 동물실험의 원칙 ··································································································· 151

2. 연구개발기관의 책무 ···························································································· 152

3. 위원회의 책무 ······································································································ 155

4. 연구자의 책무 ······································································································ 157

제6장 건전한 연구실 문화 조성 ····························································· 163

제1절 개요 ········································································································ 165

1. 건전한 연구실 문화의 개념 ················································································· 165

2. 건전한 연구실 문화조성 관련 길잡이의 목적 ······················································ 166

제2절 연구자 권익보호 ····················································································· 166

1. 권익침해 예방 및 대응 방안 마련 ······································································· 166

2. 차별 금지 ············································································································· 169

제3절 연구자 상호관계의 공정성 및 갈등 관리 ··············································· 170

1. 상호 신뢰 조성 ···································································································· 170

2. 연구실 내 갈등 관리 ··························································································· 171

제4절 연구실 내 소통 강화 ·············································································· 172

1. 목표지향적 소통 ··································································································· 172

2. 주기적 개방형 소통 ····························································································· 172

제5절 연구자 안전 및 건강 보호 ····································································· 173

1. 안전환경 조성 ······································································································ 173

2. 건강검진 ··············································································································· 175

3. 안전문화 인식 확립 및 실행 ··············································································· 175

제7장 연구윤리 교육 ·············································································· 181

제1절 개요 ········································································································ 183

1. 연구윤리 교육의 목적 ·························································································· 183

2. 관련 근거 ············································································································· 183

제2절 연구윤리 교육 내용 ················································································ 185

1. 개요 ······················································································································ 185

2. 공통 주제 ············································································································· 185

3. 선택 주제 ············································································································· 186

4. 연구윤리 범주 관련 주요 교육 내용 ··································································· 186

제3절 연구윤리 교육 방법 ················································································ 188

1. 교육의 실시 ·········································································································· 188

2. 교육프로그램 ········································································································ 189

3. 교육자료 ··············································································································· 190

4. 교육인력 ··············································································································· 191

제8장 예시규정 ······················································································· 197

부 록 국가연구개발사업 관련 부정행위 조사･검증 및 처리절차 ··········· 211